SFC Licences of LING Kin Shun, Anne 林建純
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 02 October 2019 | |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 4 | 30 November 2004 | 07 November 2007 |
| HSBC Securities (Asia) Limited | RE | 4 | 01 April 2003 | 23 April 2004 |
| HSBC Securities (Asia) Limited | RE | 6 | 01 April 2003 | 09 December 2003 |
| HSBC Securities (Asia) Limited | RE | 9 | 01 April 2003 | 09 December 2003 |