SFC Licences of CHOI Wing Sze 蔡詠詩

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
AJ Corporate Finance Limited 安捷融資有限公司 RO 6 10 December 2018
Mason Securities Limited 茂宸證券有限公司 RO 6 22 November 2016 22 June 2018
Quam Capital Limited 華富建業企業融資有限公司 RO 6 09 March 2016 31 March 2016
Piper Jaffray Asia Limited 派杰亞洲有限公司 RO 6 28 April 2011 30 September 2012
Piper Jaffray Asia Limited 派杰亞洲有限公司 RO 6 24 November 2006 01 May 2008
Piper Jaffray Asia Limited 派杰亞洲有限公司 RE 6 21 August 2006 24 November 2006
Mason Securities Limited 茂宸證券有限公司 RO 6 10 June 2003 15 July 2006
Mason Securities Limited 茂宸證券有限公司 RO 4 10 June 2003 06 March 2006
Mason Securities Limited 茂宸證券有限公司 RE 4 01 April 2003 10 June 2003
Mason Securities Limited 茂宸證券有限公司 RE 6 01 April 2003 10 June 2003
Mason Securities Limited 茂宸證券有限公司 RE 9 01 April 2003 10 June 2003