SFC Licences of CHOI Wing Sze 蔡詠詩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
AJ Corporate Finance Limited 安捷融資有限公司 | RO | 6 | 10 December 2018 | |
Mason Securities Limited 茂宸證券有限公司 | RO | 6 | 22 November 2016 | 22 June 2018 |
Quam Capital Limited 華富建業企業融資有限公司 | RO | 6 | 09 March 2016 | 31 March 2016 |
Piper Jaffray Asia Limited 派杰亞洲有限公司 | RO | 6 | 28 April 2011 | 30 September 2012 |
Piper Jaffray Asia Limited 派杰亞洲有限公司 | RO | 6 | 24 November 2006 | 01 May 2008 |
Piper Jaffray Asia Limited 派杰亞洲有限公司 | RE | 6 | 21 August 2006 | 24 November 2006 |
Mason Securities Limited 茂宸證券有限公司 | RO | 6 | 10 June 2003 | 15 July 2006 |
Mason Securities Limited 茂宸證券有限公司 | RO | 4 | 10 June 2003 | 06 March 2006 |
Mason Securities Limited 茂宸證券有限公司 | RE | 4 | 01 April 2003 | 10 June 2003 |
Mason Securities Limited 茂宸證券有限公司 | RE | 6 | 01 April 2003 | 10 June 2003 |
Mason Securities Limited 茂宸證券有限公司 | RE | 9 | 01 April 2003 | 10 June 2003 |