SFC Licences of WU Johnson 胡宗迅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Quantbot Technologies (HK), Limited | RO | 9 | 24 May 2016 | |
| Liquid Capital Markets Hong Kong Limited | RE | 2 | 19 May 2010 | 21 March 2011 |
| Liquid Capital Markets Hong Kong Limited | RE | 1 | 19 May 2010 | 21 March 2011 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 07 April 2005 | 27 February 2009 |
| Merrill Lynch Far East Limited | RE | 1 | 07 April 2005 | 27 February 2009 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 07 April 2005 | 27 February 2009 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 01 April 2003 | 16 October 2003 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 01 April 2003 | 16 October 2003 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 01 April 2003 | 16 October 2003 |
| Morgan Stanley Hong Kong Futures Limited | RE | 7 | 01 April 2003 | 16 October 2003 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 01 April 2003 | 16 October 2003 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 01 April 2003 | 16 October 2003 |