SFC Licences of KEOY Soo Lik

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 6 06 November 2023
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 4 06 November 2023
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 1 06 November 2023
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RE 6 02 March 2023 09 June 2023
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RE 4 02 March 2023 09 June 2023
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RE 1 02 March 2023 09 June 2023
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RO 6 31 January 2020 02 March 2023
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RO 4 31 January 2020 02 March 2023
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RO 1 31 January 2020 02 March 2023
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RE 6 18 November 2019 31 January 2020
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RE 4 18 November 2019 31 January 2020
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RE 1 18 November 2019 31 January 2020
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 RO 6 31 July 2017 09 July 2019
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 RO 4 31 July 2017 09 July 2019
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 RO 1 31 July 2017 09 July 2019
CIMB Bank Berhad 4 21 July 2015
CIMB Bank Berhad 1 21 July 2015
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 RE 6 03 June 2014 31 July 2017
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 RE 4 03 June 2014 31 July 2017
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 RE 1 03 June 2014 31 July 2017
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 RO 6 01 December 2010 03 June 2014
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 RO 4 01 December 2010 03 June 2014
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 RO 1 01 December 2010 03 June 2014
RHB Capital Hong Kong Limited 興業金融融資有限公司 RE 6 03 August 2010 03 September 2010
RHB Capital Hong Kong Limited 興業金融融資有限公司 RE 1 03 August 2010 03 September 2010
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RO 6 31 July 2006 03 February 2010
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RO 1 31 July 2006 03 February 2010
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE 4 31 July 2006 03 February 2010
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE 6 28 March 2006 31 July 2006
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE 1 28 March 2006 31 July 2006