SFC Licences of SHUM Ka Chun, Taro 岑嘉俊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | RE | 4 | 01 April 2003 | 06 February 2012 |
| Schroder Investment Management (Hong Kong) Limited | RE | 9 | 01 April 2003 | 06 February 2012 |
| Schroder Investment Management (Hong Kong) Limited | RE | 1 | 01 April 2003 | 25 June 2003 |
| Schroder Investment Management (Hong Kong) Limited | RE | 6 | 01 April 2003 | 25 June 2003 |