SFC Licences of CHIU Kwok Yan 趙國恩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 2 | 30 January 2014 | 01 November 2018 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 | RE | 9 | 06 August 2012 | 01 November 2018 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 | RE | 1 | 06 August 2012 | 01 November 2018 |
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 4 | 06 August 2012 | 01 November 2018 |
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 1 | 06 August 2012 | 01 November 2018 |
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 1 | 06 August 2012 | 01 November 2018 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RO | 1 | 22 March 2005 | 26 February 2006 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 07 December 2004 | 22 March 2005 |
| Public Financial Securities Limited 大眾金融証券有限公司 | RO | 1 | 07 November 2003 | 21 June 2004 |