SFC Licences of LIU Sai Ho 廖世豪

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 27 October 2015 28 January 2018
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 18 June 2015 28 January 2018
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 26 June 2006 05 June 2010
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 1 01 April 2003 22 June 2006
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 4 01 April 2003 27 February 2004
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 6 01 April 2003 27 February 2004