SFC Licences of HASSAN Shamus

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Merrill Lynch Far East Limited RE 6 04 April 2006 19 August 2021
Merrill Lynch Far East Limited RE 4 04 April 2006 19 August 2021
Merrill Lynch Far East Limited RE 1 04 April 2006 19 August 2021
Merrill Lynch (Asia Pacific) Limited RE 6 04 April 2006 19 August 2021
Merrill Lynch (Asia Pacific) Limited RE 4 04 April 2006 19 August 2021
Merrill Lynch (Asia Pacific) Limited RE 1 04 April 2006 19 August 2021
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 6 01 April 2003 25 January 2006
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 01 April 2003 25 January 2006
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 7 01 April 2003 11 February 2004
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 4 01 April 2003 11 February 2004