SFC Licences of LAU Wai Chun 劉偉駿

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
UBS Asset Management (Hong Kong) Limited	RE	9	28 March 2024
UBS Asset Management (Hong Kong) Limited	RE	4	28 March 2024
UBS Asset Management (Hong Kong) Limited	RE	1	28 March 2024
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RO	9	08 November 2022
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RO	4	08 November 2022
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RO	1	08 November 2022
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	9	10 February 2017	08 November 2022
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	4	07 March 2016	08 November 2022
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	1	07 March 2016	08 November 2022
Generali Investments Asia Limited 忠利投資亞洲有限公司	RE	5	23 September 2015	26 February 2016
Generali Investments Asia Limited 忠利投資亞洲有限公司	RE	9	26 October 2012	26 February 2016
Generali Investments Asia Limited 忠利投資亞洲有限公司	RE	4	26 October 2012	26 February 2016
Generali Investments Asia Limited 忠利投資亞洲有限公司	RE	1	26 October 2012	26 February 2016
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司	RE	6	21 December 2005	01 June 2006
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司	RE	4	21 December 2005	01 June 2006
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司	RE	1	21 December 2005	01 June 2006
Lombard Capital Limited 朗盈萬通融資有限公司	RE	6	07 May 2003	03 August 2005