SFC Licences of WOO Peter 吳培魏

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Nerico Brothers Limited
RO 9 30 November 2021 03 May 2022
Nerico Brothers Limited
RE 9 20 September 2021 30 November 2021
China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司
RO 4, 9 11 August 2021 08 September 2021
Original Asset Management Limited 原創資產管理有限公司
RO 4, 9 11 March 2021 30 March 2021
Original Asset Management Limited 原創資產管理有限公司
RE 4, 9 02 February 2021 11 March 2021
Springwaters Financial Securities Limited 泓瑞源金融證券有限公司
RO 4, 9 19 September 2019 16 October 2020
Huntersay Asset Management Limited 獵語資產基金管理有限公司
RO 9 29 January 2019 15 September 2019
Great Bay Securities Limited 大灣區深港證券有限公司
RO 4 02 January 2018 02 October 2018
Great Bay Securities Limited 大灣區深港證券有限公司
RO 9 31 October 2017 02 October 2018
Avanta Investment Management Limited 安永達投資管理有限公司
RE 4, 9 21 November 2013 27 October 2017
Lion Global Financial Limited 獅瀚環球金融有限公司
RO 9 09 March 2012 09 April 2013
Lion Global Financial Limited 獅瀚環球金融有限公司
RE 1, 4 17 January 2012 09 April 2013
Lion Global Financial Limited 獅瀚環球金融有限公司
RE 9 17 January 2012 09 March 2012
AMTD Global Markets Limited 尚乘環球市場有限公司
RO 9 22 July 2011 28 November 2011
AMTD Global Markets Limited 尚乘環球市場有限公司
RE 1, 4 14 October 2010 28 November 2011
Pegasus Fund Managers Limited 東驥基金管理有限公司
RE 9 28 September 2009 21 August 2010
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司
RE 9 25 November 2008 01 April 2009
Haitong International Asset Management Limited 海通國際資產管理有限公司
Haitong International Investment Managers Limited 海通國際投資經理有限公司
RE 9 26 May 2008 26 May 2008
Grand Partners Asset Management Limited 利盟資產管理有限公司
RE 9 05 September 2006 20 March 2008