SFC Licences of SANDEFORD Mark Charles
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 15 November 2010 | 22 April 2014 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RO | 1 | 22 July 2010 | 22 April 2014 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RO | 1 | 02 September 2005 | 04 June 2007 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RO | 1 | 02 June 2005 | 04 June 2007 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 | 21 April 2005 | 02 September 2005 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 15 August 2003 | 02 June 2005 |