SFC Licences of IP Pak Kwan 葉柏坤

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Global Investment Advisors Limited 寰宇投資顧問有限公司 RE 4 24 July 2017
Global Investment Advisors Limited 寰宇投資顧問有限公司 RE 1 24 July 2017
Lion Global Financial Limited 獅瀚環球金融有限公司 RO 1 06 December 2013 31 March 2015
Lion Global Financial Limited 獅瀚環球金融有限公司 RE 9 16 October 2013 30 June 2017
Lion Global Financial Limited 獅瀚環球金融有限公司 RE 1 16 October 2013 06 December 2013
CIS Securities Asset Management Limited 順安證券資產管理有限公司 RE 1 01 November 2012 08 July 2013
OnePlatform Asset Management Limited 環一資產管理有限公司 RE 1 27 October 2007 08 July 2013
OnePlatform Asset Management Limited 環一資產管理有限公司 RE 4 16 December 2003 02 June 2010