SFC Licences of IP Pak Kwan 葉柏坤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Global Investment Advisors Limited 寰宇投資顧問有限公司 | RE | 4 | 24 July 2017 | |
Global Investment Advisors Limited 寰宇投資顧問有限公司 | RE | 1 | 24 July 2017 | |
Lion Global Financial Limited 獅瀚環球金融有限公司 | RO | 1 | 06 December 2013 | 31 March 2015 |
Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 9 | 16 October 2013 | 30 June 2017 |
Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 1 | 16 October 2013 | 06 December 2013 |
CIS Securities Asset Management Limited 順安證券資產管理有限公司 | RE | 1 | 01 November 2012 | 08 July 2013 |
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 1 | 27 October 2007 | 08 July 2013 |
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 4 | 16 December 2003 | 02 June 2010 |