SFC Licences of LAM Kai Hong 林啟康

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 RO 4 28 January 2022
Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 RO 1 17 December 2020
Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 RE 1 20 October 2020 17 December 2020
China PA Securities (Hong Kong) Company Limited 平證證券(香港)有限公司 RO 1 07 May 2019 05 May 2020
Ping An of China Futures (Hong Kong) Company Limited 中國平安期貨(香港)有限公司 RO 2 18 October 2017 05 May 2020
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 RO 1 18 October 2017 05 May 2020
Ping An of China Futures (Hong Kong) Company Limited 中國平安期貨(香港)有限公司 RE 2 24 August 2017 18 October 2017
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 RE 1 24 August 2017 18 October 2017
East Asia Futures Limited 東亞期貨有限公司 RO 2 10 December 2010 04 July 2017
East Asia Securities Company Limited 東亞證券有限公司 RO 1 10 December 2010 04 July 2017
East Asia Futures Limited 東亞期貨有限公司 RE 2 10 November 2010 10 December 2010
East Asia Securities Company Limited 東亞證券有限公司 RE 1 10 November 2010 10 December 2010
CMB International Futures Limited 招銀國際期貨有限公司 RO 2 21 April 2006 28 October 2010
CMB International Global Markets Limited 招銀國際環球市場有限公司 RO 1 21 April 2006 28 October 2010
CMB International Futures Limited 招銀國際期貨有限公司 RE 2 02 December 2005 21 April 2006
CMB International Global Markets Limited 招銀國際環球市場有限公司 RE 1 02 December 2005 21 April 2006
Phoenix Capital Securities Limited 英明證券有限公司 RO 1 21 January 2005 11 August 2005
Phoenix Capital Futures Limited 英明期貨有限公司 RO 2 05 November 2004 11 August 2005
Phoenix Capital Securities Limited 英明證券有限公司 RE 1 01 April 2003 21 January 2005
Phoenix Capital Futures Limited 英明期貨有限公司 RE 2 01 April 2003 05 November 2004
Phoenix Capital Securities Limited 英明證券有限公司 RE 9 01 April 2003 07 May 2004
Phoenix Capital Futures Limited 英明期貨有限公司 RE 9 01 April 2003 07 May 2004
Phoenix Capital Securities Limited 英明證券有限公司 RE 4 01 April 2003 07 May 2004
Phoenix Capital Securities Limited 英明證券有限公司 RE 6 01 April 2003 07 May 2004
Phoenix Capital Futures Limited 英明期貨有限公司 RE 5 01 April 2003 07 May 2004