SFC Licences of WAN Chuck Pui, Mark 溫灼培
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Hang Seng Investment Services Limited 恒生投資服務有限公司 | RO | 4 | 23 June 2017 | |
Hang Seng Investment Services Limited 恒生投資服務有限公司 | RE | 4 | 04 December 2007 | 23 June 2017 |
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 01 April 2003 | 19 May 2005 |
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 01 April 2003 | 19 May 2005 |
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 5 | 01 April 2003 | 26 February 2004 |
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 9 | 01 April 2003 | 26 February 2004 |
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 9 | 01 April 2003 | 26 February 2004 |
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 4 | 01 April 2003 | 26 February 2004 |
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 6 | 01 April 2003 | 26 February 2004 |