SFC Licences of IP Shu Man, Derek 葉澍汶
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 19 November 2007 | 29 March 2011 |
Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 22 August 2005 | 29 March 2011 |