SFC Licences of VINAIS Pascal Thierry Jean-Marie
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 2 | 27 February 2006 | 21 June 2008 |
UBS Securities Asia Limited | RE | 1 | 27 February 2006 | 21 June 2008 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RO | 6 | 26 November 2003 | 03 March 2004 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 01 April 2003 | 03 March 2004 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 6 | 01 April 2003 | 26 November 2003 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 4 | 01 April 2003 | 18 August 2003 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 7 | 01 April 2003 | 18 August 2003 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 9 | 01 April 2003 | 18 August 2003 |