SFC Licences of WOO Tracy 鄔禮詩

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
DL Family Office (HK) Limited 德林家族辦公室(香港)有限公司 RO 9 03 January 2019
DL Family Office (HK) Limited 德林家族辦公室(香港)有限公司 RO 4 30 August 2016
DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 RE 1 16 March 2015 20 September 2018
DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 RO 4 27 January 2015 20 September 2018
DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 RE 4 22 December 2014 27 January 2015
Hang Seng Investment Services Limited 恒生投資服務有限公司 RO 4 07 January 2009 04 December 2014
Hang Seng Investment Services Limited 恒生投資服務有限公司 RE 4 26 August 2008 07 January 2009
CCB International Securities Limited 建銀國際證券有限公司 RO 4 10 October 2005 23 July 2008
CCB International Capital Limited 建銀國際金融有限公司 RE 1 26 August 2005 25 October 2005
Hang Seng Investment Management Limited 恒生投資管理有限公司 RE 4 15 May 2004 19 August 2005
Hang Seng Investment Services Limited 恒生投資服務有限公司 RE 4 15 May 2004 19 August 2005
China Everbright Research Limited 中國光大資料研究有限公司 RO 4 10 June 2003 04 March 2004
China Everbright Research Limited 中國光大資料研究有限公司 RE 4 01 April 2003 10 June 2003