SFC Licences of LEUNG Siu Hung, Stephen 梁少熊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Quam Securities Limited 華富建業證券有限公司 RO 4 28 June 2022
Quam Securities Limited 華富建業證券有限公司 RE 4 27 April 2022 28 June 2022
Crosby Securities Limited 高誠證券有限公司 RO 4 25 August 2015 04 April 2022
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RO 4 15 September 2014 13 August 2015
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 4 24 June 2014 15 September 2014
BSI Investment Advisors (Hong Kong) Limited 瑞意投資顧問(香港)有限公司 RE 4 14 January 2013 31 January 2014
BSI Investment Advisors (Hong Kong) Limited 瑞意投資顧問(香港)有限公司 RE 1 14 January 2013 31 January 2014
Oriental Patron Securities Limited 東英亞洲證券有限公司 RO 4 26 April 2012 01 August 2012
Oriental Patron Securities Limited 東英亞洲證券有限公司 RE 4 01 March 2012 26 April 2012
RHB Securities Hong Kong Limited 興業金融證券有限公司 RO 4 06 May 2011 29 February 2012
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 4 17 March 2011 06 May 2011
Kingsway Financial Services Group Limited 滙富金融服務有限公司 RO 4 18 May 2007 26 February 2011
Kingsway Financial Services Group Limited 滙富金融服務有限公司 RE 4 23 February 2007 18 May 2007
AD Capital Management (Hong Kong) Limited 豐盛資產管理(香港)有限公司 RE 4 14 February 2006 26 May 2006
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 RO 4 23 September 2005 27 December 2005
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 RE 4 18 August 2005 23 September 2005
Kingsway Financial Services Group Limited 滙富金融服務有限公司 RO 4 20 August 2004 05 August 2005
Kingsway Financial Services Group Limited 滙富金融服務有限公司 RE 4 17 May 2004 20 August 2004
Kingsway Financial Services Group Limited 滙富金融服務有限公司 RE 4 25 June 2003 05 February 2004