SFC Licences of LEUNG Shing Wai 梁成偉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Octal Capital Asset Management Limited 八方金融資產管理有限公司 RE 9 05 May 2021 31 July 2021
Octal Capital Asset Management Limited 八方金融資產管理有限公司 RO 9 29 September 2020 05 May 2021
Octal Capital Asset Management Limited 八方金融資產管理有限公司 RE 9 16 July 2020 29 September 2020
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 9 13 June 2019 06 February 2020
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 1 13 February 2017 06 February 2020
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 2 13 February 2017 06 February 2020
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 1 03 February 2017 12 February 2017
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 2 11 July 2016 12 February 2017
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 1 11 July 2016 03 February 2017
Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 RE 2 28 January 2015 20 June 2016
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 RE 1 28 January 2015 20 June 2016
Sanfull Futures Limited 新富期貨有限公司 RE 2 07 March 2008 20 January 2015
Sanfull Securities Limited 新富證券有限公司 RE 1 19 October 2006 20 January 2015
BOCOM International Holdings Company Limited 交銀國際控股有限公司 RE 2 26 January 2006 17 October 2006
BOCOM International Holdings Company Limited 交銀國際控股有限公司 RE 1 26 January 2006 17 October 2006
BOCI Securities Limited 中銀國際證券有限公司 RE 2 13 October 2005 23 January 2006
BOCI Commodities & Futures Limited 中銀國際期貨有限公司 RE 2 04 April 2005 23 January 2006
BOCI Securities Limited 中銀國際證券有限公司 RE 1 21 September 2004 23 January 2006
Fuhwa Securities (Hong Kong) Co., Limited 復華證券(香港)有限公司 RE 1 16 September 2003 20 September 2004
KGI Wealth Management Limited 凱基財富管理有限公司 RE 6 01 April 2003 22 August 2003
KGI Wealth Management Limited 凱基財富管理有限公司 RE 4 01 April 2003 22 August 2003
KGI Wealth Management Limited 凱基財富管理有限公司 RE 9 01 April 2003 22 August 2003
KGI Wealth Management Limited 凱基財富管理有限公司 RE 1 01 April 2003 22 August 2003