SFC Licences of BROWN Andrew Ollie
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HakuCapital Global Investment Advisers Limited 白鳥資本投資有限公司 | RO | 9 | 05 July 2019 | 18 January 2022 |
| Ginseng Capital Advisors Limited | RO | 9 | 25 July 2017 | 15 April 2019 |
| Merrill Lynch Far East Limited | RE | 2 | 12 June 2014 | 08 March 2016 |
| Merrill Lynch Far East Limited | RE | 1 | 12 June 2014 | 08 March 2016 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 12 June 2014 | 08 March 2016 |
| UBS Securities Asia Limited | RE | 4 | 11 May 2009 | 30 March 2011 |
| Cheyne Capital Management (HK) Limited 錢利資金管理(香港)有限公司 | RO | 9 | 07 November 2006 | 01 November 2008 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 01 April 2003 | 27 August 2005 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 01 April 2003 | 27 August 2005 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 01 April 2003 | 11 February 2004 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 01 April 2003 | 11 February 2004 |