SFC Licences of LAM Hung Kai 林鴻楷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 2 | 08 December 2009 | 15 July 2017 |
| UBS Securities Asia Limited | RE | 1 | 08 December 2009 | 15 July 2017 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 18 September 2006 | 22 May 2008 |
| Merrill Lynch (Asia Pacific) Limited | RO | 1 | 01 June 2005 | 17 June 2006 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 April 2003 | 01 June 2005 |
| Merrill Lynch (Asia Pacific) Limited | RE | 7 | 01 April 2003 | 23 March 2005 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 01 April 2003 | 23 March 2005 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 01 April 2003 | 23 March 2005 |
| Merrill Lynch (Asia Pacific) Limited | RE | 9 | 01 April 2003 | 25 January 2005 |