SFC Licences of WONG Wai Hong 王為康

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Joy Rich Securities Investment Limited 海富證券投資有限公司	RO	4	07 April 2021
Joy Rich Securities Investment Limited 海富證券投資有限公司	RO	1	29 January 2021
Joy Rich Securities Investment Limited 海富證券投資有限公司	RE	1	09 October 2020	29 January 2021
Po Tai Securities (Hong Kong) Limited 寶泰證券(香港)有限公司	RO	4	09 April 2020	03 October 2020
Po Tai Securities (Hong Kong) Limited 寶泰證券(香港)有限公司	RO	1	25 November 2019	03 October 2020
Po Tai Securities (Hong Kong) Limited 寶泰證券(香港)有限公司	RE	1	02 September 2019	25 November 2019
Central Wealth Futures Limited 中達期貨有限公司	RO	5	13 March 2019	16 August 2019
Central Wealth Futures Limited 中達期貨有限公司	RO	2	09 January 2018	16 August 2019
Central Wealth Securities Investment Limited 中達證券投資有限公司	RO	1	09 January 2018	16 August 2019
Central Wealth Futures Limited 中達期貨有限公司	RE	2	07 September 2017	09 January 2018
Central Wealth Securities Investment Limited 中達證券投資有限公司	RE	1	07 September 2017	09 January 2018
CMBC International Futures Company Limited 民銀國際期貨有限公司	RO	2	23 August 2016	31 August 2017
CMBC Securities Company Limited 民銀證券有限公司	RO	1	23 August 2016	31 August 2017
CMBC International Futures Company Limited 民銀國際期貨有限公司	RE	2	26 September 2011	23 August 2016
CMBC Securities Company Limited 民銀證券有限公司	RE	1	26 September 2011	23 August 2016
Huarong International Securities Limited 華融國際證券有限公司	RE	2	12 July 2005	23 September 2011
Huarong International Securities Limited 華融國際證券有限公司	RE	1	01 April 2003	23 September 2011
Huarong International Securities Limited 華融國際證券有限公司	RE	4	01 April 2003	14 June 2004
Huarong International Securities Limited 華融國際證券有限公司	RE	6	01 April 2003	14 June 2004
Huarong International Securities Limited 華融國際證券有限公司	RE	7	01 April 2003	14 June 2004
Huarong International Securities Limited 華融國際證券有限公司	RE	9	01 April 2003	14 June 2004