SFC Licences of WONG Yau Pong 王有邦

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
DWS Investments Hong Kong Limited 德意志投資香港有限公司	RO	2	18 March 2016
DWS Investments Hong Kong Limited 德意志投資香港有限公司	RO	9	26 August 2014
DWS Investments Hong Kong Limited 德意志投資香港有限公司	RO	4	26 August 2014
DWS Investments Hong Kong Limited 德意志投資香港有限公司	RO	1	26 August 2014
DWS Investments Hong Kong Limited 德意志投資香港有限公司	RE	9	02 May 2014	26 August 2014
DWS Investments Hong Kong Limited 德意志投資香港有限公司	RE	4	02 May 2014	26 August 2014
DWS Investments Hong Kong Limited 德意志投資香港有限公司	RE	1	02 May 2014	26 August 2014
BEA Union Investment Management Limited 東亞聯豐投資管理有限公司	RO	5	30 June 2009	26 April 2014
BEA Union Investment Management Limited 東亞聯豐投資管理有限公司	RO	9	24 June 2009	26 April 2014
BEA Union Investment Management Limited 東亞聯豐投資管理有限公司	RO	4	24 June 2009	26 April 2014
BEA Union Investment Management Limited 東亞聯豐投資管理有限公司	RO	1	24 June 2009	26 April 2014
BEA Union Investment Management Limited 東亞聯豐投資管理有限公司	RE	9	17 January 2008	24 June 2009
BEA Union Investment Management Limited 東亞聯豐投資管理有限公司	RE	4	17 January 2008	24 June 2009
BEA Union Investment Management Limited 東亞聯豐投資管理有限公司	RE	1	17 January 2008	24 June 2009
BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司	RE	1	13 November 2003	01 May 2007
BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司	RE	4	01 April 2003	01 May 2007
BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司	RE	9	01 April 2003	01 May 2007
BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司	RE	6	01 April 2003	10 November 2003