SFC Licences of JE Kin Ming 余建明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Macquarie Capital Limited 麥格理資本股份有限公司 | RO | 1 | 01 February 2007 | 31 March 2015 |
Macquarie Corporate (Hong Kong) Limited | RO | 6 | 29 September 2005 | 31 March 2015 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RO | 6 | 29 September 2005 | 31 March 2015 |
Macquarie Corporate (Hong Kong) Limited | RE | 6 | 10 March 2005 | 29 September 2005 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 10 March 2005 | 29 September 2005 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 6 | 18 June 2004 | 07 January 2005 |
JC Premier Capital Limited 金億融資有限公司 | RO | 6 | 22 September 2003 | 13 May 2004 |