SFC Licences of CHIN Michael Jaewuk
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | RE | 4 | 18 May 2017 | 24 May 2017 |
| UBS Asset Management (Hong Kong) Limited | RE | 1 | 18 May 2017 | 24 May 2017 |
| UBS Securities Asia Limited | RE | 1 | 27 January 2010 | 05 July 2010 |
| UBS Securities Asia Limited | RO | 1 | 04 September 2006 | 27 January 2010 |
| UBS Securities Asia Limited | RE | 1 | 01 April 2003 | 04 September 2006 |
| UBS Securities Asia Limited | RE | 4 | 01 April 2003 | 24 March 2005 |
| UBS Securities Asia Limited | RE | 9 | 01 April 2003 | 24 March 2005 |
| UBS Securities Asia Limited | RE | 6 | 01 April 2003 | 24 March 2005 |