SFC Licences of LIU Ka Lim 廖嘉濂

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Head & Shoulders Securities Limited 聯合證券有限公司	RE	1	23 January 2024
Head & Shoulders Capital Limited 聯合企業融資有限公司	RO	6	09 December 2020
BaoQiao Partners Capital Limited 寶橋融資有限公司	RO	6	08 May 2017	23 November 2020
BaoQiao Partners Capital Limited 寶橋融資有限公司	RO	1	08 May 2017	23 November 2020
BaoQiao Partners Capital Limited 寶橋融資有限公司	RE	6	10 November 2016	08 May 2017
BaoQiao Partners Capital Limited 寶橋融資有限公司	RE	1	10 November 2016	08 May 2017
Huarong International Securities Limited 華融國際證券有限公司	RO	1	29 December 2011	13 May 2016
Huarong International Securities Limited 華融國際證券有限公司	RO	6	19 July 2010	13 May 2016
Huarong International Securities Limited 華融國際證券有限公司	RE	1	12 May 2010	29 December 2011
Huarong International Securities Limited 華融國際證券有限公司	RE	6	12 May 2010	19 July 2010
Donvex Capital Limited 富域資本有限公司	RO	6	14 May 2009	15 April 2010
Donvex Capital Limited 富域資本有限公司	RE	6	30 March 2009	14 May 2009
Galileo Capital Limited 嘉利盈融資有限公司	RO	6	18 March 2004	01 November 2008