SFC Licences of LI Wai Lim, Lambda 李慧濂
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Hong Kong Limited | RE | 6 | 19 December 2016 | 10 August 2021 |
UBS Securities Hong Kong Limited | RE | 6 | 07 June 2012 | 18 December 2016 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 27 April 2007 | 14 April 2010 |