SFC Licences of GOLDIE John Phillips
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Paradigm Investment Management Limited | RO | 9 | 17 August 2007 | 16 July 2010 |
| Paradigm Investment Management Limited | RO | 4 | 17 August 2007 | 16 July 2010 |
| GT Asset & Portfolio Management Limited 廣達資產管理有限公司 | RO | 9 | 04 November 2004 | 07 November 2006 |
| GT Asset & Portfolio Management Limited 廣達資產管理有限公司 | RO | 4 | 04 November 2004 | 07 November 2006 |
| Grandtag Financial Consultancy & Insurance Brokers Limited 廣達理財保險顧問有限公司 | RO | 9 | 01 April 2003 | 01 November 2004 |
| Grandtag Financial Consultancy & Insurance Brokers Limited 廣達理財保險顧問有限公司 | RO | 4 | 01 April 2003 | 01 November 2004 |