SFC Licences of WONG Long Sau, Ivis 黃朗修

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HK Monkey Securities Limited 金猴證券有限公司 RO 4 04 April 2019 16 December 2019
HK Monkey Securities Limited 金猴證券有限公司 RO 9 20 July 2018 16 December 2019
HK Monkey Securities Limited 金猴證券有限公司 RO 1 20 July 2018 16 December 2019
Fosun International Securities Limited 復星國際證券有限公司 RO 1 25 October 2016 31 May 2017
Fosun International Securities Limited 復星國際證券有限公司 RE 1 25 August 2016 25 October 2016
M Securities Limited 雙龍證券有限公司 RO 1 08 March 2016 20 May 2016
Caitong International Asset Management Co., Limited 財通國際資產管理有限公司 RO 9 20 May 2013 26 May 2015
Caitong International Asset Management Co., Limited 財通國際資產管理有限公司 RO 4 20 May 2013 26 May 2015
Caitong International Securities Co., Limited 財通國際證券有限公司 RO 4 01 August 2012 26 May 2015
Caitong International Securities Co., Limited 財通國際證券有限公司 RO 1 01 August 2012 26 May 2015
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 RO 4 29 June 2011 31 January 2012
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 RO 1 29 June 2011 31 January 2012
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 RE 4 16 June 2011 29 June 2011
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 RE 1 16 June 2011 29 June 2011
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RO 1 21 September 2009 28 January 2011
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 RE 6 21 September 2009 28 January 2011
Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 RE 9 21 September 2009 28 January 2011
Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 RE 4 21 September 2009 28 January 2011
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 RE 2 21 September 2009 28 January 2011
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 1 29 July 2009 21 September 2009
Rifa Securities Limited 日發證券有限公司 RO 1 21 February 2005 27 March 2009
Rifa Securities Limited 日發證券有限公司 RE 1 01 April 2003 21 February 2005
Rifa Securities Limited 日發證券有限公司 RE 4 01 April 2003 06 January 2005
Rifa Securities Limited 日發證券有限公司 RE 6 01 April 2003 06 January 2005
Rifa Securities Limited 日發證券有限公司 RE 7 01 April 2003 06 January 2005
Rifa Securities Limited 日發證券有限公司 RE 9 01 April 2003 06 January 2005