SFC Licences of SHUM King Wa 沈景華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 | RE | 1 | 11 August 2020 | |
| Huayu Securities Limited 華裕證券有限公司 | RE | 1 | 01 April 2003 | 10 August 2020 |
| Huayu Securities Limited 華裕證券有限公司 | RE | 4 | 01 April 2003 | 14 October 2004 |
| Huayu Securities Limited 華裕證券有限公司 | RE | 9 | 01 April 2003 | 14 October 2004 |
| Huayu Securities Limited 華裕證券有限公司 | RE | 6 | 01 April 2003 | 14 October 2004 |