SFC Licences of LAU Siu Fai 劉兆輝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Solomon Capital Management Limited 瑞明資本有限公司
RO 1 23 April 2021
Partners Asset Management (HK) Limited 博大資產管理(香港)有限公司
RO 4, 9 27 June 2017 09 May 2019
Partners Asset Management (HK) Limited 博大資產管理(香港)有限公司
RE 9 27 January 2017 27 June 2017
Partners Capital Securities Limited 博大證券有限公司
RO 1 27 October 2016 09 May 2019
Partners Capital Securities Limited 博大證券有限公司
RE 1 21 September 2016 27 October 2016
STI Asset Management Limited
RE 9 24 May 2016 12 September 2016
STI Asset Management Limited
RO 1 24 May 2016 12 September 2016
Redford Asset Management Limited 泓福資產管理有限公司
RE 9 11 March 2014 05 May 2016
Redford Securities Limited 泓福證券有限公司
RO 1 29 May 2012 05 May 2016
Redford Securities Limited 泓福證券有限公司
RE 1 15 May 2012 29 May 2012
Freeman Securities Limited 民眾證券有限公司
RO 1 06 October 2011 08 May 2012
Public Securities Limited 大眾証券有限公司
RO 1 06 July 2010 17 September 2011
Public Securities Limited 大眾証券有限公司
RE 1 24 March 2010 06 July 2010
South China Securities Limited 南華證券投資有限公司
RE 1 29 July 2005 18 February 2008
China Reserve Securities Limited 東儲證券有限公司
RE 1 27 May 2003 28 July 2005
Hua Nan Securities (HK) Limited 華南永昌證券(香港)有限公司
RE 1 01 April 2003 21 May 2003