SFC Licences of LO Chun Keung, Bassanio 盧振強

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
CMBC International Futures Company Limited 民銀國際期貨有限公司	RO	2	10 April 2024
CMBC Securities Company Limited 民銀證券有限公司	RO	4	10 April 2024
CMBC Securities Company Limited 民銀證券有限公司	RO	1	10 April 2024
CMBC International Futures Company Limited 民銀國際期貨有限公司	RE	2	07 March 2024	10 April 2024
CMBC Securities Company Limited 民銀證券有限公司	RE	4	07 March 2024	10 April 2024
CMBC Securities Company Limited 民銀證券有限公司	RE	1	07 March 2024	10 April 2024
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司	RO	5	15 January 2019	11 January 2024
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司	RO	2	15 January 2019	11 January 2024
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RO	1	15 January 2019	11 January 2024
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RE	4	15 January 2019	11 January 2024
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司	RO	2	18 May 2017	31 October 2018
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司	RO	5	25 January 2017	31 October 2018
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司	RO	2	25 January 2017	31 October 2018
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司	RO	1	25 January 2017	31 October 2018
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司	RE	2	14 December 2016	18 May 2017
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司	RE	5	10 November 2016	25 January 2017
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司	RE	2	10 November 2016	25 January 2017
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司	RE	1	10 November 2016	25 January 2017
BOCI Securities Limited 中銀國際證券有限公司	RO	5	21 November 2013	05 August 2016
BOCI Securities Limited 中銀國際證券有限公司	RO	2	21 November 2013	05 August 2016
BOCI Securities Limited 中銀國際證券有限公司	RO	1	21 November 2013	05 August 2016
BOCI Securities Limited 中銀國際證券有限公司	RE	2	24 October 2005	21 November 2013
BOCI Securities Limited 中銀國際證券有限公司	RE	1	07 January 2004	21 November 2013
BOCI Commodities & Futures Limited 中銀國際期貨有限公司	RE	2	07 January 2004	15 July 2009
BOCI Bullion Company Limited 中銀國際金業有限公司	RE	1	01 April 2003	31 December 2006
BOCI Bullion Company Limited 中銀國際金業有限公司	RE	7	01 April 2003	29 April 2004
BOCI Bullion Company Limited 中銀國際金業有限公司	RE	6	01 April 2003	09 December 2003
BOCI Bullion Company Limited 中銀國際金業有限公司	RE	9	01 April 2003	09 December 2003
BOCI Bullion Company Limited 中銀國際金業有限公司	RE	4	01 April 2003	09 December 2003