SFC Licences of LO Chun Keung, Bassanio 盧振強

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司
RO 1 15 January 2019
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司
RO 2, 5 15 January 2019
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司
RE 4 15 January 2019
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RO 2 18 May 2017 31 October 2018
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RO 2, 5 25 January 2017 31 October 2018
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RO 1 25 January 2017 31 October 2018
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 2 14 December 2016 18 May 2017
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2, 5 10 November 2016 25 January 2017
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 10 November 2016 25 January 2017
BOCI Securities Limited 中銀國際證券有限公司
RO 1, 2, 5 21 November 2013 05 August 2016
BOCI Securities Limited 中銀國際證券有限公司
RE 2 24 October 2005 21 November 2013
BOCI Securities Limited 中銀國際證券有限公司
RE 1 07 January 2004 21 November 2013
BOCI Commodities & Futures Limited 中銀國際期貨有限公司
RE 2 07 January 2004 15 July 2009
BOCI Bullion Company Limited 中銀國際金業有限公司
RE 1 01 April 2003 31 December 2006
BOCI Bullion Company Limited 中銀國際金業有限公司
RE 7 01 April 2003 29 April 2004
BOCI Bullion Company Limited 中銀國際金業有限公司
RE 4, 6, 9 01 April 2003 09 December 2003