SFC Licences of RAYBOULD Simon Andrew
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Vantage Capital Markets HK Limited | RO | 2 | 21 December 2017 | 02 January 2023 |
| Vantage Capital Markets HK Limited | RO | 1 | 21 December 2017 | 02 January 2023 |
| Vantage Capital Markets HK Limited | RO | 2 | 02 July 2009 | 13 April 2017 |
| Vantage Capital Markets HK Limited | RO | 1 | 02 July 2009 | 13 April 2017 |
| Vantage Capital Markets HK Limited | RE | 2 | 23 June 2009 | 02 July 2009 |
| Vantage Capital Markets HK Limited | RE | 1 | 23 June 2009 | 02 July 2009 |
| MF Global Hong Kong Limited 明富環球香港有限公司 | RO | 4 | 30 April 2007 | 31 December 2008 |
| MF Global Hong Kong Limited 明富環球香港有限公司 | RO | 3 | 30 April 2007 | 31 December 2008 |
| MF Global Hong Kong Limited 明富環球香港有限公司 | RO | 1 | 30 April 2007 | 31 December 2008 |
| MF Global Foreign Exchange HK Limited 明富環球外匯香港有限公司 | RO | 3 | 26 October 2006 | 30 April 2007 |
| MF Global Hong Kong Limited 明富環球香港有限公司 | RO | 5 | 26 August 2005 | 31 December 2008 |
| MF Global Hong Kong Limited 明富環球香港有限公司 | RO | 2 | 26 August 2005 | 31 December 2008 |
| MF Global Securities HK Limited 明富環球證券香港有限公司 | RO | 4 | 26 August 2005 | 30 April 2007 |
| MF Global Securities HK Limited 明富環球證券香港有限公司 | RO | 1 | 26 August 2005 | 30 April 2007 |