SFC Licences of WONG Yiu Man 黃耀民

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
ChaoShang Asset Management Limited 潮商資產管理有限公司 RO 9 08 February 2022
ChaoShang Asset Management Limited 潮商資產管理有限公司 RO 4 12 November 2021
ChaoShang Securities Limited 潮商證券有限公司 RO 1 31 August 2021
ChaoShang Securities Limited 潮商證券有限公司 RE 1 23 July 2021 31 August 2021
Sino Capital Securities Limited 國順證券有限公司 RO 1 01 April 2020 09 June 2021
Green Harmony Securities Limited 景和證券有限公司 RO 4 03 July 2019 20 March 2020
Green Harmony Securities Limited 景和證券有限公司 RO 1 03 July 2019 20 March 2020
Sino Capital Securities Limited 國順證券有限公司 RO 1 01 August 2018 31 May 2019
Sino Capital Securities Limited 國順證券有限公司 RE 1 27 December 2017 01 August 2018
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RE 2 28 July 2017 08 December 2017
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RE 1 25 July 2017 08 December 2017
Success Securities Limited 實德證券有限公司 RE 1 29 September 2010 30 June 2017
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 RE 1 01 April 2003 18 February 2004
Ong Asia Securities (HK) Limited 王證券(香港)有限公司 RE 1 01 April 2003 30 June 2003
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 RE 4 01 April 2003 30 June 2003
Ong Asia Securities (HK) Limited 王證券(香港)有限公司 RE 4 01 April 2003 30 June 2003
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 RE 6 01 April 2003 30 June 2003
Ong Asia Securities (HK) Limited 王證券(香港)有限公司 RE 6 01 April 2003 30 June 2003
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 RE 9 01 April 2003 30 June 2003
Ong Asia Securities (HK) Limited 王證券(香港)有限公司 RE 9 01 April 2003 30 June 2003