SFC Licences of CHAN Chui Yee, Shirley 陳翠儀

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Merrill Lynch Far East Limited RE 6 13 June 2011 10 August 2013
Merrill Lynch Far East Limited RE 4 13 June 2011 10 August 2013
Merrill Lynch Far East Limited RE 1 13 June 2011 10 August 2013
Merrill Lynch (Asia Pacific) Limited RE 6 13 June 2011 10 August 2013
Merrill Lynch (Asia Pacific) Limited RE 4 13 June 2011 10 August 2013
Merrill Lynch (Asia Pacific) Limited RE 1 13 June 2011 10 August 2013
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 24 July 2006 28 June 2007
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 24 July 2006 28 June 2007
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 25 June 2004 17 July 2006