SFC Licences of CHAN Sau Mei 陳秀美
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RE | 2 | 17 March 2009 | |
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 26 September 2005 | |
GT Capital Limited 高富金融有限公司 | RE | 1 | 01 April 2003 | 23 September 2005 |
GT Capital Limited 高富金融有限公司 | RE | 6 | 01 April 2003 | 05 February 2004 |
GT Capital Limited 高富金融有限公司 | RE | 4 | 01 April 2003 | 05 February 2004 |
GT Capital Limited 高富金融有限公司 | RE | 9 | 01 April 2003 | 05 February 2004 |