SFC Licences of NG Michael Chiu Ho 伍超豪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Patrons Capital Limited 百惠資本有限公司 | RO | 6 | 16 January 2023 | |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RO | 6 | 22 September 2017 | 13 September 2021 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RO | 1 | 22 September 2017 | 13 September 2021 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 6 | 07 July 2017 | 22 September 2017 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 07 July 2017 | 22 September 2017 |
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RO | 1 | 27 May 2016 | 27 June 2017 |
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RO | 6 | 01 April 2011 | 27 June 2017 |
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 1 | 03 December 2010 | 27 May 2016 |
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 6 | 03 December 2010 | 01 April 2011 |
ABCI Securities Company Limited 農銀國際證券有限公司 | RO | 6 | 01 April 2003 | 18 September 2010 |