SFC Licences of DAY Christopher Elliott Verco 狄圖發
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 16 June 2011 | 13 April 2012 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 16 June 2011 | 13 April 2012 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 05 July 2006 | 07 November 2008 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 05 July 2006 | 07 November 2008 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 22 August 2005 | 04 April 2006 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 28 July 2004 | 14 September 2004 |