SFC Licences of CHAN King On, Dennis 陳敬安
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
RE | 9 | 21 June 2021 | |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
RO | 4 | 13 November 2020 | |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
RE | 1 | 15 May 2019 | |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
RE | 4 | 15 May 2019 | 13 November 2020 |
| CLSA Capital Partners (HK) Limited 里昂證券亞太恒富資本(香港)有限公司 |
RE | 4, 6, 9 | 16 April 2009 | 28 May 2009 |