SFC Licences of LO Wai Leung 盧偉良
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Schroder Investment Management (Hong Kong) Limited | RO | 9 | 09 April 2008 | |
Schroder Investment Management (Hong Kong) Limited | RO | 4 | 09 April 2008 | |
Schroder Investment Management (Hong Kong) Limited | RE | 9 | 01 April 2003 | 09 April 2008 |
Schroder Investment Management (Hong Kong) Limited | RE | 4 | 01 April 2003 | 09 April 2008 |
Schroder Investment Management (Hong Kong) Limited | RE | 6 | 01 April 2003 | 25 June 2003 |