SFC Licences of WONG Nam Fu, Andy 黃南富

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Max Giant Limited 巨溢有限公司 RO 4 26 February 2019 16 December 2022
Max Giant Limited 巨溢有限公司 RO 9 12 September 2018 16 December 2022
Max Giant Limited 巨溢有限公司 RE 9 06 July 2018 12 September 2018
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RO 4 15 May 2018 08 June 2018
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RO 4 15 May 2018 08 June 2018
CES Commodities (HK) Limited 光證期貨（香港）有限公司 RO 2 23 November 2017 08 June 2018
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RO 1 23 November 2017 08 June 2018
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 RO 2 11 May 2015 08 June 2018
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RO 1 11 May 2015 08 June 2018
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 05 September 2014 11 May 2015
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RO 1 04 October 2011 05 September 2014
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 RE 2 19 May 2011 11 May 2015
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 19 May 2011 04 October 2011
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 06 December 2010 28 March 2011
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 06 December 2010 28 March 2011
Nomura Securities (Hong Kong) Limited RE 1 29 November 2004 14 May 2009
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 01 April 2003 14 May 2009
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 2 01 April 2003 14 May 2009
Nomura Futures (Hong Kong) Limited RE 2 01 April 2003 14 May 2009
Nomura Futures (Hong Kong) Limited RE 9 01 April 2003 23 November 2004
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 9 01 April 2003 23 November 2004
Nomura Futures (Hong Kong) Limited RE 5 01 April 2003 23 November 2004
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 01 April 2003 23 November 2004
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 5 01 April 2003 23 November 2004
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 01 April 2003 23 November 2004