SFC Licences of BAGNALL Andrew Edward James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Japaninvest (Hong Kong) Limited | RE | 4 | 14 March 2011 | 12 July 2013 |
BOCI Securities Limited 中銀國際證券有限公司 | RO | 1 | 13 February 2007 | 22 June 2010 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 07 April 2005 | 13 February 2007 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 9 | 01 April 2003 | 21 August 2004 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 6 | 01 April 2003 | 21 August 2004 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 4 | 01 April 2003 | 21 August 2004 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 1 | 01 April 2003 | 21 August 2004 |