SFC Licences of AU Kwok Yu, Francis 區國譽

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 RE 6 22 June 2015 27 September 2016
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 RE 4 22 June 2015 27 September 2016
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 RE 1 22 June 2015 27 September 2016
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 RO 6 24 October 2012 22 June 2015
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 RO 4 24 October 2012 22 June 2015
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 RO 1 24 October 2012 22 June 2015
Cowen and Company (Asia) Limited 高宏亞洲投資有限公司 RO 1 08 July 2011 30 April 2012
Cowen and Company (Asia) Limited 高宏亞洲投資有限公司 RO 4 28 March 2007 30 April 2012
Cowen and Company (Asia) Limited 高宏亞洲投資有限公司 RO 6 31 May 2004 30 April 2012
Cowen and Company (Asia) Limited 高宏亞洲投資有限公司 RE 4 01 April 2003 28 March 2007