SFC Licences of LO Wai Yip, Robert 羅偉業
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Zeal Asset Management Limited 行健資產管理有限公司 | RE | 1 | 03 April 2019 | |
| Zeal Asset Management Limited 行健資產管理有限公司 | RE | 9 | 29 July 2013 | |
| Zeal Asset Management Limited 行健資產管理有限公司 | RE | 4 | 29 July 2013 | |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 27 August 2010 | 16 March 2013 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 4 | 30 April 2004 | 14 August 2010 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 4 | 01 April 2003 | 30 April 2004 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 6 | 01 April 2003 | 03 February 2004 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 9 | 01 April 2003 | 03 February 2004 |