SFC licenceholder ADB527 WONG Stephen Tsi Chuen 黃子全

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 01 April 2020

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RO [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 02 November 2011
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [6] (Advising on Corporate Finance) 01 November 2006 02 November 2011
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [1] (Dealing in Securities) 03 May 2005 02 November 2011
DWS Investments Hong Kong Limited 德意志投資香港有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities) 21 September 2004 23 March 2005