SFC Licences of WONG Stephen Tsi Chuen 黃子全
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RO | 6 | 02 November 2011 | |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RO | 1 | 02 November 2011 | |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 6 | 01 November 2006 | 02 November 2011 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 03 May 2005 | 02 November 2011 |
DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 4 | 21 September 2004 | 23 March 2005 |
DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 1 | 21 September 2004 | 23 March 2005 |