SFC Licences of YAP Wai Tso, Joseph 葉偉祖

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SGI Capital Asset Management Limited 珒富資本資產有限公司 RO 9 21 June 2017 31 October 2021
SGI Capital Asset Management Limited 珒富資本資產有限公司 RO 4 21 June 2017 31 October 2021
Equant Point Asset Management Limited 君峯資產管理有限公司 RO 9 11 November 2016 10 May 2017
Equant Point Asset Management Limited 君峯資產管理有限公司 RO 4 11 November 2016 10 May 2017
i-Golden Data Capital Limited 大數據投資有限公司 RO 9 03 March 2016 02 November 2016
i-Golden Data Capital Limited 大數據投資有限公司 RO 4 03 March 2016 02 November 2016
Asia Cornerstone Asset Management Company Limited 亞洲磐海基金有限公司 RO 9 05 March 2015 29 February 2016
Pyrmont Wealth Management Limited 本盟財富管理有限公司 RO 9 12 May 2014 05 August 2014
Pyrmont Wealth Management Limited 本盟財富管理有限公司 RO 4 12 May 2014 05 August 2014
Nerico Brothers Limited RO 9 27 March 2012 01 March 2013
Qi Yuan Asset Management (H.K.) Limited 啟元資產管理(香港)有限公司 RO 9 13 July 2011 28 September 2011
Qi Yuan Asset Management (H.K.) Limited 啟元資產管理(香港)有限公司 RO 4 13 July 2011 28 September 2011
Qi Yuan Asset Management (H.K.) Limited 啟元資產管理(香港)有限公司 RE 9 24 June 2011 13 July 2011
Qi Yuan Asset Management (H.K.) Limited 啟元資產管理(香港)有限公司 RE 4 24 June 2011 13 July 2011
Albourne Partners (Asia) Limited RE 4 24 January 2011 02 June 2011
Mason Investment Management Limited 茂宸投資管理有限公司 RO 9 01 September 2008 23 May 2010
Mason Investment Management Limited 茂宸投資管理有限公司 RO 4 01 September 2008 23 May 2010
SINOPIA Asset Management (Asia Pacific) Limited 信滙資產管理(亞太)有限公司 RE 9 15 December 2006 08 March 2007
SINOPIA Asset Management (Asia Pacific) Limited 信滙資產管理(亞太)有限公司 RE 5 15 December 2006 08 March 2007
SINOPIA Asset Management (Asia Pacific) Limited 信滙資產管理(亞太)有限公司 RE 4 06 November 2006 08 March 2007
SJS Markets Limited RO 4 23 November 2005 15 August 2006
C F C Securities Limited RO 4 02 February 2005 05 December 2005