SFC Licences of LEE Kwan Wai 李君蔚
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 04 September 2007 | |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 11 August 2004 | 30 August 2007 |
| Cepa Alliance Securities Limited 世博證券有限公司 | RE | 1 | 01 April 2003 | 26 January 2004 |
| Cepa Alliance Securities Limited 世博證券有限公司 | RE | 6 | 01 April 2003 | 12 August 2003 |
| Cepa Alliance Securities Limited 世博證券有限公司 | RE | 7 | 01 April 2003 | 21 July 2003 |