SFC Licences of CHAK Wing Kai, Alan 翟永基

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Cynergy Asset Management Limited RO 9 28 January 2016
Cynergy Asset Management Limited RO 4 28 January 2016
Morgan Stanley Hong Kong Securities Limited RE 2 06 December 2010 10 January 2012
Morgan Stanley Hong Kong Securities Limited RE 1 25 June 2004 10 January 2012
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 7 21 May 2004 10 January 2012
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 21 May 2004 10 January 2012
Morgan Stanley Hong Kong Futures Limited RE 7 21 May 2004 06 December 2010
Morgan Stanley Hong Kong Futures Limited RE 2 21 May 2004 06 December 2010
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RO 5 08 January 2004 23 April 2004
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RO 2 08 January 2004 23 April 2004
Deutsche Futures Hong Kong Limited 德意志期貨香港有限公司 RO 2 01 April 2003 23 April 2004
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 1 01 April 2003 23 April 2004
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 9 01 April 2003 22 September 2003
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 6 01 April 2003 22 September 2003
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 4 01 April 2003 22 September 2003