SFC licenceholder ADB875 LAM Chi Wai 林志偉

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 13 November 2020

Institution Role Licences Start date End date
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 RE [2] (Dealing in Futures Contracts) 29 May 2014
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities) 15 January 2013
Citigroup Global Markets Hong Kong Futures and Securities Limited RE [1] (Dealing in Securities) 17 October 2003 30 May 2008
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE [1] (Dealing in Securities) 01 April 2003 30 May 2008
Citigroup Global Markets Hong Kong Futures and Securities Limited RE [2] (Dealing in Futures Contracts) 01 April 2003 30 May 2008
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance), [7] (Providing Automated Trading Services), [9] (Asset Management) 01 April 2003 15 October 2003
Citigroup Global Markets Hong Kong Futures and Securities Limited RE [5] (Advising on Futures Contracts), [9] (Asset Management) 01 April 2003 13 October 2003