SFC Licences of WATSON James Robert
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 4 | 19 March 2018 | |
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 1 | 19 March 2018 | |
RBC Capital Markets (Hong Kong) Limited 加皇資本市場(香港)有限公司 | RE | 1 | 24 June 2011 | 01 November 2012 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 29 November 2004 | 12 May 2007 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 01 April 2003 | 12 May 2007 |
Nomura Futures (Hong Kong) Limited | RE | 2 | 01 April 2003 | 29 November 2004 |
Nomura Futures (Hong Kong) Limited | RE | 5 | 01 April 2003 | 18 November 2004 |
Nomura Futures (Hong Kong) Limited | RE | 9 | 01 April 2003 | 18 November 2004 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 9 | 01 April 2003 | 18 November 2004 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 01 April 2003 | 18 November 2004 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 01 April 2003 | 18 November 2004 |